The Plan Was Perfect. The System Never Read It. The limits of organizational control, and the quiet arrival of the illusion of progress
Every output delivered. Every target met. Every report green. And yet, when you walk into the community where the programme worked, the stubborn thing it was built to shift is standing exactly where you left it.
Have you ever stood in that gap?
Organizations control activities and outputs. They influence
outcomes. They do not control how systems respond.
For much of my professional life, I
believed that better planning would lead to better results. The logic was
clean. Clarify the objectives, strengthen the theory of change, sharpen the
indicators, tighten accountability, and performance would rise, with societal
outcomes following close behind. Much of the management thinking that shaped
the social sector over several decades rests on this promise.
Experience taught me otherwise. I met
programmes that were professionally designed, adequately funded and competently
implemented, yet fell short of expectations. I met interventions that produced
outcomes nobody had designed. I watched some initiatives succeed because of
forces far beyond their reach, while others struggled despite disciplined
delivery.
Picture a composite that many
practitioners will recognise. A district health programme trains every
community health worker, delivers every consignment of vaccines, and reports
its coverage targets met at the quarterly review. In the villages, meanwhile,
the decision to bring a child to the clinic is still being made by trust in the
nurse, the counsel of grandmothers, the cost of transport and the memory of a
stockout last season. The programme did what it promised. The system did what
systems do.
The difficulty does not lie in the quality
of the plan. It lies in the nature of the systems within which planning takes
place.
Four
Quiet Promises: What Results-Based Management Assumes About Change
Every management discipline rests on
assumptions about how change occurs. These assumptions shape what managers
notice, how they judge progress, and which actions seem reasonable.
Results-Based Management (RBM) is no exception, and four of its assumptions
matter most.
Linearity. RBM typically assumes that change travels
along a chain: inputs support activities, activities generate outputs, outputs
contribute to outcomes, and outcomes lead to impact. The chain brings clarity
and helps organizations organize action. It also implies that cause and effect
connect in orderly, predictable ways, an implication that feedback loops,
delays and tipping points in social systems routinely disturb.
Controllability. RBM often assumes that organizations can
steer results through effective planning and execution. Over activities and
outputs, they can. But influence thins with every step outward from the
programme boundary, until it reaches the household, the market and the
ministry, where other hands are on the wheel.
Attribution. Performance systems rightly want to
connect interventions to outcomes. In complex environments, however, outcomes
arise from the combined influence of many actors, conditions, relationships and
events. The question “what did we cause?” quietly gives way to “what did we
contribute to?”
Stability. Results frameworks assume that conditions
will remain steady enough for plans and targets to stay valid. Yet political
priorities shift, institutions evolve, crises arrive, technologies disrupt and
expectations change. A five-year target set in a calm season is a promise made
to a future that has not yet been consulted.
None of these assumptions is flawed. Each
is a useful simplification for planning, organizing, monitoring and
accountability. Trouble begins only when a practical approximation is promoted
to a complete description of reality. What starts as a tool becomes an
explanation, and the explanation slowly stops being true.
Complicated
or Complex? The Distinction That Changes the Method
Why does RBM perform so well in some
settings and so unevenly in others? One answer lies in the difference between
complicated and complex problems (Glouberman and Zimmerman, 2002; Snowden and
Boone, 2007).
Complicated problems have many components,
but the relationships among them can largely be understood through expertise
and analysis. Building a bridge, implementing a payroll system, constructing a
hospital or conducting a national census is demanding work, yet the pathway
from action to outcome is largely knowable. Clear plans, milestones, indicators
and reporting lines give such work the discipline it needs, and RBM serves it
superbly.
Complex problems behave differently.
Improving learning outcomes, strengthening child protection systems, reducing
inequality, improving governance, building climate resilience and restoring
public trust all involve many actors whose behaviour continually shapes one
another. Outcomes emerge through interaction, adaptation, feedback,
institutional incentives, social norms and changing circumstances. A
community-based child protection model may thrive where social workers,
traditional leaders and the police already trust one another, and stall where
those relationships are thin. A reform may take root in one district and wither
in the next, though the design, the budget and the training were identical.
Complex problems are not merely more difficult. They behave
differently.
Management approaches built for
predictable environments therefore grow less reliable as organizations engage
more deeply with complex adaptive social systems (Ramalingam, 2013).
|
A DIAGNOSTIC PAUSE Think of the hardest result your organization is accountable
for. Is the pathway to it knowable through expertise, or does it depend on
how many other people choose to act? |
When
Good Management Produces the Illusion of Progress
A paradox sometimes appears when RBM meets
complexity. Organizations become increasingly skilled at managing performance
while remaining uncertain about their contribution to lasting change. Three
consequences follow.
The illusion of progress. Programmes meet targets, complete
activities, deliver outputs and file positive reports while deeper system
conditions stay largely as they were. The organization looks successful because
it delivered what it promised, yet the challenge that motivated the work remains
substantially intact. Pritchett, Woolcock and Andrews (2013) describe a close
cousin of this pattern, in which institutions adopt the forms of success
without acquiring its function.
Optimization around what is measurable. Indicators attract managerial attention,
and attention shapes behaviour. Once a measure becomes a target, it stops being
a reliable measure (Strathern, 1997). Activities become targets, outputs become
proxies for change, and reporting begins to overshadow learning.
Weakened learning. When plans are treated as commitments
rather than hypotheses, a deviation reads as an implementation failure rather
than as information. Feedback becomes something to explain away. Organizations
grow better at executing their existing assumptions and less able to ask
whether those assumptions still hold.
None of this arises from poor management.
It arises from managing performance successfully inside systems that require
something more.
Before
You Diagnose the System, Diagnose Your Own Assumptions
In Adaptive Results Management (ARM), the
first discipline, Define Purpose, orients everything that follows. The second
discipline, Diagnose, begins somewhere less comfortable: with the assumptions
we carry into the work. Before an organization can diagnose a system, it must
diagnose its own assumptions about control.
The stakes are practical. Assume
linearity, and we design linear solutions for nonlinear problems. Assume
controllability, and we measure what we can control rather than what matters.
Assume attribution, and we claim credit for what many hands produced. Assume
stability, and we write plans that break when the weather changes.
The diagnostic question, then, is not
whether these assumptions are wrong. They are not. It is where they have become
the whole of our management thinking, rather than useful simplifications within
it.
The
Four Assumptions, Side by Side
The diagram below places the four
assumptions in four quadrants. Each quadrant pairs a useful simplification with
the point at which it stops being enough. The arrow along the base marks the
shift from useful simplification to problematic, when a simplification is
mistaken for a complete description of reality.
Alt text: A four-quadrant diagram showing the four assumptions beneath Results-Based Management: linearity, controllability, attribution and stability. Each quadrant contains the assumption and the reason it becomes limiting in complex adaptive social systems. An arrow along the bottom indicates the shift from useful simplification to problematic when treated as a complete description of reality.
What
Practitioners Already Know
Many practitioners recognise these limits
intuitively. Those who work closest to communities, institutions and frontline
delivery meet the evidence daily: adaptation, unintended consequences, shifting
incentives, informal networks and unexpected pathways of change.
Yet formal management systems often demand
more certainty than the environment can give. Targets imply predictability.
Reporting systems imply attribution. Planning frameworks imply stability.
Practitioners therefore live between two realities: the complex one they
experience and the simplified one their systems require them to describe.
That gap is becoming harder to sustain. It
limits learning, discourages honest reflection, and weakens an organization’s
capacity to respond intelligently to change. The answer is not to abandon
performance discipline. It is to extend it, so that rigour and adaptation
travel together.
The
Assumption Audit: Forty-Five Minutes That Could Change Your Next Review
Set aside 45 to 60 minutes, alone or with your team, and work through one live strategy, programme or results framework.
|
1 |
Choose
one live plan. Pick a
strategy, programme or results framework that is being implemented now, not
one resting on a shelf. |
|
2 |
Put
the results chain on one page.
Draw the theory of change with every arrow visible. |
|
3 |
Mark
linearity. Circle each
arrow that runs from an output to an outcome. Ask which of these depends on
feedback, delay, or a decision made by someone outside your control. |
|
4 |
Mark
controllability.
Underline every result your team can deliver alone. Then list the results
that need ministries, communities, partners or markets to move. |
|
5 |
Mark
attribution. Find each
claim that reads “because of our intervention”. Ask who else is working on
the same outcome, and what they would say caused it. |
|
6 |
Mark
stability. List the
conditions the plan needs to hold for its full duration, such as funding,
leadership, policy, security, climate and prices. Note which have already
shifted. |
|
7 |
Ask
for evidence. For each
of the four assumptions, write down what evidence you have that it holds in
this place, at this time. |
|
8 |
Choose
one hypothesis. Select
one assumption to treat as a hypothesis to test. State it as a sentence, name
who will test it, what they will look for, and by when. |
Output: a completed one-page audit with one hypothesis to test. Debrief: what changed when you treated an assumption as a hypothesis? Use it in: strategy reviews, programme design and results framework development.
|
A QUESTION TO HOLD Which assumption about control most shapes your current plan,
and what would change if you treated it as a hypothesis rather than a
certainty? |
A plan is a lantern, not a landscape. It lights the next few steps with great fidelity and says nothing about how the ground will move. The work ahead is to carry the lantern with discipline, and to keep our eyes on the terrain.
The next piece in this sequence turns to
what organizations actually manage when they cannot control outcomes, and why
the strategic portfolio becomes the primary object of management.
References
Glouberman, S. and Zimmerman, B. (2002) Complicated and
complex systems: what would successful reform of Medicare look like?
Discussion Paper No. 8. Ottawa: Commission on the Future of Health Care in
Canada.
Pritchett, L., Woolcock, M. and Andrews, M. (2013) ‘Looking
like a state: techniques of persistent failure in state capability for
implementation’, The Journal of Development Studies, 49(1), pp. 1-18.
Ramalingam, B. (2013) Aid on the edge of chaos: rethinking
international cooperation in a complex world. Oxford: Oxford University
Press.
Snowden, D.J. and Boone, M.E. (2007) ‘A leader’s framework
for decision making’, Harvard Business Review, 85(11), pp. 68-76.
Strathern, M. (1997) ‘“Improving ratings”: audit in the
British university system’, European Review, 5(3), pp. 305-321.

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